Frequently Asked Questions

How do I request online access to view my investment account?

You can either email or call our office to request online access. To email us your request, please send a message to info@southcoastwm.com. Or call us at 949.748.7741.

 

How do I log into my account online?

Once you have your login and password, please log in here:

Please visit our client login page to see available account login options.

 

If I would like to make a deposit to my investment account, to whom would I make the check payable?

Please make all checks payable to your account custodian and indicate your account name and number in the memo section of the check. For example, if your brokerage account is with National Securities, make the check payable to “NFS.” Contact your financial advisor for specific custodians.

Please either deliver the check to our office or you can mail it to us at either address:

South Coast Wealth Management
43 Corporate Park #201
Irvine, CA 92606

National Securities Corp
Attn: Cashiering / Operations
410 Park Ave, 14th Floor
New York, NY 10022

 

If I would like to wire funds into my National Securities account, what bank delivery instructions should be used?

JP Morgan Chase
55 Water Street
New York, NY
ABA# 021000021

Further Credit To:

National Financial Services LLC A/C#: 066196-221
Account Name: *insert your account name here*
Account Number: *insert your account number here*

 

How are my assets protected?

National Securities is a member of the Securities Investor Protection Corporation, and securities in accounts carried by National Financial Services LLC (“NFS”), a Fidelity Investments® company, are protected by the Securities Investor Protection Corporation (“SIPC”) up to $500,000 (including cash claims limited to $100,000).

In addition to SIPC protection, National Financial Services LLC provides for brokerage accounts additional “excess of SIPC” coverage from Lloyd’s of London, together with other insurers(1).

The “excess of SIPC” coverage would only be used when SIPC coverage is exhausted. Like SIPC protection, “excess of SIPC” protection does not cover investment losses in customer accounts due to market fluctuation. It also does not cover other claims for losses incurred while broker-dealers remain in business. Neither SIPC nor the additional coverage protects against loss of market value of the securities. Total aggregate “excess of SIPC” coverage available through National Financial Services LLC’s “excess of SIPC” policy is $1 billion. Within National Financial Services LLC’s “excess of SIPC” coverage, there is no per account dollar limit on coverage of securities, but there is a per account limit of $1.9 million on coverage of cash. This is the maximum “excess of SIPC” protection currently available in the brokerage industry.

Lloyd’s of London currently has an A (Excellent) rating with “Stable Outlook” from ratings firm A.M. Best and an A+ (Strong) rating with “Stable Outlook” from Fitch Ratings and Standard & Poor’s.(2)

(1)-Fidelity’s “excess of SIPC” insurance is provided by Lloyd’s of London, together with Axis Specialty Europe Ltd. and Munich Reinsurance Co.

Neither SIPC nor the additional coverage protects against loss of market value of the securities.

Securities offered through National Securities Corporation, Member FINRA / SIPC.

Investment Advisory Services offered through National Asset Management, Inc.., a Registered Investment Adviser and affiliate of National Securities Corporation. Accounts are carried by National Financial Services LLC, Member NYSE/SIPC, a Fidelity Investments® company.

National Securities, National Asset Management, and South Coast Wealth Management are not affiliated entities.

 

Questions? Send us a Message