Broker Check

Services

How We Work

Our team has the experience and licenses to offer solutions for a wide range of wealth and risk management situations. From that diversity, we can give you comprehensive advice and service, while keeping pace with your changing needs over time. We also have the ability to provide both fee-based and transaction-based services.

For Individuals

Wealth Management

  • Cash and income management with analysis and recommendations on increasing spendable income
  • Investment analysis and management to match investments with goals, risk levels and timeframes
  • Retirement planning to define preferred lifestyle and how to get there
  • Estate planning and charitable giving strategies for passing on a financial legacy and values
  • Tax planning expertise to develop an effective strategy for managing tax exposure
  • Educational savings planning for children’s educational expenses
  • Business executive services to help manage benefits from Stock Option Plans, Rule 144 Restricted Stock, etc.
  • Investment products (stocks, bonds, mutual funds, ETFs, options, futures, REITS, oil and gas programs, managed futures*, hedge funds)
  • Investment accounts (individual, joint, trust, corporate, IRA, 401k, profit sharing, SIMPLE, SEP)

Risk Management

  • Risk management to identify personal and business risks and strategies to manage them
  • Life insurance for estate planning, income replacement, buy/sell agreements, key man insurance, retirement planning, annuities, long-term care planning and insurance, and health and disability insurance

For Businesses

Corporate Strategies

  • Corporate benefits consulting with analysis and recommendations
  • Corporate retirement plans (401k, profit sharing, defined benefit pension plans, non-qualified deferred compensation, insured plans)
  • Corporate sponsored 529 plans
  • Group insurance plans (health, life, disability, long-term care)
  • Succession planning/exit strategies
  • Investment banking
  • Captive insurance companies

For Endowments & Foundations

Non-profit Organizations

  • Investment policy statement formation
  • Spending policy
  • Professional money management
  • Fiduciary education
  • Planned giving
  • Asset allocation and portfolio construction
  • Institutional-quality asset management approaches
  • Investment policy statements
  • Disbursement policy statements

South Coast Wealth Management, National Securities Corporation and National Asset Management do not provide legal or tax services. Investors should consider consulting with a legal, tax, and estate planning professional before implementing any investment strategy. Insurance products may not be available in all states. Defined benefit plans and deferred compensation plans are offered through various companies and are specifically designed for each entity. Corporate Benefits Consulting is related to investment products such as defined contribution plans and defined benefit plans. Corporate Sponsored 529 plans offered through various mutual fund companies.

The information provided is not directed at any investor or category of investors and is provided solely as general information about products and services or to otherwise provide general investment education. None of the information provided should be regarded as a suggestion to engage in or refrain from any investment-related course of action as neither National Securities nor its affiliates are undertaking to provide you with investment advice or recommendations of any kind.

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.

info@southcoastwm.com | (949) 748-7741